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Products & RisksSection 26 min read

2.20 Risk Mitigation & Asset Allocation

Asset allocation is the single most important determinant of long-term portfolio performance and volatility management.

Key FINRA Exam Takeaways

  • Asset Allocation: Spreading capital across major asset classes (Equities, Fixed Income, Cash) to optimize risk vs return.
  • Strategic Asset Allocation: Long-term target weights rebalanced periodically.
  • Tactical Asset Allocation: Short-term shifts to capitalize on market conditions.
  • Defensive Stocks: Companies that perform steadily regardless of economic cycles (utilities, consumer staples, pharmaceuticals).
Knowledge Checkpoint • Section 2.20

Which of the following stock sectors is considered DEFENSIVE and typically maintains stable revenues during economic recessions?