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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1014Function 3Fundamental

Long Call Option Risk and Expiration Outcome

An investor purchases 5 XYZ June 70 Calls at 3.00. At expiration, XYZ stock is trading at $68. What is the investor's financial outcome?

Correct Choice: A

Call options with a strike price of $70 expire worthless when the stock closes at $68. The investor loses 100% of the premium paid (5 contracts × $3.00 × 100 = $1,500).

Complete Analysis & Legal Rationale

A call gives the right to buy at $70. If stock is at $68 in the market, buying at $70 makes no economic sense. The calls expire unexercised and worthless. Total loss is the initial debit: 5 contracts × $300 = $1,500.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Rule Application

Identifies out-of-the-money expiration and full loss of $1,500 premium paid.

Choice BIncorrect
OTM Exercise Fallacy

Out-of-the-money calls are never exercised.

Choice CIncorrect
Contract Multiplier Error

Understates total loss by failing to account for all 5 contracts.

Choice DIncorrect
Zero Intrinsic Value Omission

There is zero intrinsic value when stock ($68) is below strike ($70).

Regulatory Authority & Citations:
FINRAFINRA Rule 2360Option Expiration and Settlement
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