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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1003Function 3Fundamental

Bull Call Debit Spread Maximum Gain, Loss, and Breakeven

A client establishes the following position when KOP stock is trading at $48: Buy 1 KOP Nov 45 Call at 5.50; Sell 1 KOP Nov 55 Call at 1.50. What are the client's breakeven, maximum potential profit, and maximum potential loss?

Correct Choice: A

Bull call debit spread: Net Debit = 5.50 - 1.50 = $4.00 (Max Loss = $400). Spread width = $55 - $45 = $10.00. Max Gain = Width - Debit = $10 - $4 = $6.00 ($600). Breakeven = Lower Strike + Debit = $45 + $4 = $49.00.

Complete Analysis & Legal Rationale

Net debit = $5.50 - $1.50 = $4.00 ($400). In a debit spread, max loss is the net debit paid. Spread width = $55 - $45 = $10.00. Max profit = Width - Debit = $10 - $4 = $6.00 ($600). Breakeven = Lower Strike ($45) + Net Debit ($4) = $49.00.

Mathematical Step-by-Step Derivation

  1. Step 1: Net Debit = $5.50 - $1.50 = $4.00 ($400 Max Loss).
  2. Step 2: Spread Width = $55 - $45 = $10.00 ($1,000).
  3. Step 3: Max Profit = $10.00 - $4.00 = $6.00 ($600).
  4. Step 4: Breakeven = $45.00 + $4.00 = $49.00.
Bull Call Spread T-Chart
Debit (-)
  • Buy Nov 45 Call-$550.00
Credit (+)
  • Sell Nov 55 Call+$150.00
Net SummaryNet Debit = $400.00 (Max Loss). Max Gain = $600.00. Breakeven = $49.00.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Calculation

Accurately applies debit spread formulas: Max Loss = $400, Max Gain = $600, Breakeven = $49.00.

Choice BIncorrect
Profit/Loss Magnitude Inversion

Inverts profit and loss figures and computes erroneous breakeven.

Choice CIncorrect
Omission of Net Debit from Profit

Takes total strike width as profit without deducting debit paid.

Choice DIncorrect
Max Gain and Loss Inversion

Correct breakeven, but switches max profit and max loss.

Regulatory Authority & Citations:
FINRAFINRA Rule 2360Margin for Spreads
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