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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1015Function 3Fundamental

Debit Spread Wider vs. Narrower Spread Rule

An investor who establishes a debit vertical spread wants the difference between the option premiums (the spread) to:

Correct Choice: A

Debit spread buyers WANT the spread to WIDEN and WANT the contracts to be EXERCISED. Credit spread sellers want the spread to NARROW and expire.

Complete Analysis & Legal Rationale

Memory device: 'Debit - Widen - Exercise' (D-W-E). A debit spread buyer pays cash upfront and profits when the premium difference widens towards the maximum difference between strikes, which occurs upon exercise.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Theory

Accurately identifies that debit spreads profit when the spread widens and contracts exercise.

Choice BIncorrect
Credit vs Debit Inversion

Describes the goal of a credit spread (Credit - Narrow - Expire).

Choice CIncorrect
Status Quo Fallacy

If spread remains unchanged, time decay and transaction costs result in a loss.

Choice DIncorrect
Assignment Confusion

Buyers hold rights, not assignment obligations; narrowing hurts debit buyers.

Regulatory Authority & Citations:
FINRAFINRA Rule 2360Spread Economics
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