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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1013Function 3Fundamental

Long Put Option Breakeven and Maximum Potential Profit

An investor buys 1 QRS 40 Put at 3.50. What is the investor's breakeven stock price and maximum potential profit?

Correct Choice: A

Long put breakeven = Strike minus Premium ($40 - $3.50 = $36.50). Maximum profit occurs if the stock drops to $0 ($36.50 × 100 = $3,650).

Complete Analysis & Legal Rationale

Breakeven = Strike ($40) - Premium ($3.50) = $36.50. Since a stock price cannot fall below $0, the maximum gain is from $36.50 down to $0, which equals $36.50 per share ($3,650 per contract).

Mathematical Step-by-Step Derivation

  1. Step 1: Breakeven = Strike ($40.00) - Premium ($3.50) = $36.50.
  2. Step 2: Stock price floor = $0.00.
  3. Step 3: Max Profit = (Breakeven $36.50 - $0.00) × 100 = $3,650.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Calculation

Accurately calculates $36.50 breakeven and $3,650 maximum gain at stock price zero.

Choice BIncorrect
Call vs Put Inversion

Treats the position as a long call (adding premium and assuming unlimited gain).

Choice CIncorrect
Omission of Premium Cost

Assumes max profit is full strike price without subtracting premium paid.

Choice DIncorrect
Premium Confusion

Confuses option premium with maximum profit.

Regulatory Authority & Citations:
FINRAFINRA Rule 2360Options Disclosure
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