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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1001Function 3Fundamental

Long Straddle Breakeven Points and Market Outlook

An investor purchases 1 XYZ July 60 Call at 4.25 and purchases 1 XYZ July 60 Put at 2.75 when XYZ stock is trading at $60. To achieve profitability at expiration, what price levels must XYZ stock cross?

Correct Choice: A

A long straddle has two breakeven points: Strike plus Combined Premium ($60 + $7 = $67) and Strike minus Combined Premium ($60 - $7 = $53). Profit occurs OUTSIDE this band.

Complete Analysis & Legal Rationale

A long straddle involves buying a call and a put with identical strikes ($60) and expirations (July). Total premium paid = $4.25 + $2.75 = $7.00. For the call to profit after paying both premiums, stock must exceed $60 + $7 = $67. For the put to profit, stock must fall below $60 - $7 = $53.

Mathematical Step-by-Step Derivation

  1. Step 1: Combined Premium = $4.25 + $2.75 = $7.00.
  2. Step 2: Upside Breakeven = Strike ($60) + $7.00 = $67.00.
  3. Step 3: Downside Breakeven = Strike ($60) - $7.00 = $53.00.
Long Straddle Cash Outflows
Debit (-)
  • 1 July 60 Call-$425.00
  • 1 July 60 Put-$275.00
Credit (+)
  • Exercise proceeds at expirationVariable
Net SummaryNet Debit = $700.00. Breakevens: $53.00 & $67.00.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Calculation

Applies dual premium addition and subtraction from the common strike.

Choice BIncorrect
Isolated Contract Fallacy

Calculates breakevens independently for each leg without combining the cost.

Choice CIncorrect
Long vs Short Inversion

Describes short straddle profitability window rather than long straddle.

Choice DIncorrect
Partial Strategy Ignorance

Ignores the put leg completely.

Regulatory Authority & Citations:
FINRAFINRA Rule 2360Straddle Disclosure
Question #1042FundamentalCovered Call Breakeven & Downside Protection Calculation

Covered call breakeven is Stock Purchase Price minus Call Premium received ($54 - $3.50 = $50.50); m...

Question #1002FundamentalShort Straddle Maximum Profit and Risk Profile

Short straddles collect combined premiums upfront ($900 max profit) and desire price neutrality; the...

Question #1003FundamentalBull Call Debit Spread Maximum Gain, Loss, and Breakeven

Bull call debit spread: Net Debit = 5.50 - 1.50 = $4.00 (Max Loss = $400). Spread width = $55 - $45 ...

Question #1004FundamentalBear Put Debit Spread Breakeven and Payoff Matrix

Put spread breakeven = Higher Strike minus Net Debit. Net Debit = 6.50 - 2.00 = 4.50. Breakeven = $7...

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