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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1012Function 3Moderate

Ratio Call Writing Risk and Exposure Analysis

An investor holding 100 shares of stock writes 2 call options against the position. What is the greatest risk of this strategy?

Correct Choice: A

In a 2:1 ratio call write, 100 shares covers 1 call, leaving the 2nd call completely UNCOVERED. An uncovered call carries UNLIMITED upside loss risk.

Complete Analysis & Legal Rationale

100 shares can only cover one 100-share call contract. Writing two calls means one call is covered and one call is naked/uncovered. If the stock explodes higher, the uncovered call creates unlimited liability.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Risk Assessment

Accurately identifies the uncovered call component that creates unlimited upside loss risk.

Choice BIncorrect
Ignoring Unlimited Exposure

Downside loss is substantial (stock can drop to 0), but upside loss is unlimited.

Choice CIncorrect
Premium Cushion Confusion

Premiums collected only provide limited downside cushion, not a loss limit.

Choice DIncorrect
Coverage Math Error

100 shares cannot cover 200 shares of call exposure.

Regulatory Authority & Citations:
FINRAFINRA Rule 2360Uncovered Call Writing
Question #1042FundamentalCovered Call Breakeven & Downside Protection Calculation

Covered call breakeven is Stock Purchase Price minus Call Premium received ($54 - $3.50 = $50.50); m...

Question #1001FundamentalLong Straddle Breakeven Points and Market Outlook

A long straddle has two breakeven points: Strike plus Combined Premium ($60 + $7 = $67) and Strike m...

Question #1002FundamentalShort Straddle Maximum Profit and Risk Profile

Short straddles collect combined premiums upfront ($900 max profit) and desire price neutrality; the...

Question #1003FundamentalBull Call Debit Spread Maximum Gain, Loss, and Breakeven

Bull call debit spread: Net Debit = 5.50 - 1.50 = $4.00 (Max Loss = $400). Spread width = $55 - $45 ...

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