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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #2036Function 3Moderate

Synthetic Long Stock: Buying Calls and Selling Puts at Same Strike

An investor buys 1 XYZ Jan 50 Call and simultaneously writes 1 XYZ Jan 50 Put at the same expiration. This options combination creates a risk/return profile identical to which of the following positions?

Correct Choice: A

Long Call + Short Put with identical strike and expiration mirrors the exact unlimited upside and downside risk of owning 100 shares of underlying stock (Synthetic Long Stock).

Complete Analysis & Legal Rationale

A synthetic long stock position is created by purchasing a call and writing a put at the same strike price and expiration. If the stock rises, the long call gains dollar-for-dollar like stock. If the stock falls, the short put is exercised against the investor, producing dollar-for-dollar losses like stock. It requires less upfront capital but carries full equity risk.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
None

Long Call + Short Put with identical strike and expiration mirrors the exact unlimited upside and downside risk of owning 100 shares of underlying stock (Synthetic Long Stock).

Choice BIncorrect
Options Principle Trap

Fails to reflect correct options pricing/mechanics for B.

Choice CIncorrect
Options Principle Trap

Fails to reflect correct options pricing/mechanics for C.

Choice DIncorrect
Options Principle Trap

Fails to reflect correct options pricing/mechanics for D.

Authorities & References:

Official Standard: A synthetic long stock position is created by purchasing a call and writing a put at the same strike price and expiration. If the stock rises, the lon

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Regulatory Authority & Citations: Primary Legal Sources

Verified citations governing Question #2036 (FINRA Series 7 Content Outline)

To pass the FINRA Series 7, candidates must understand not just the calculation formulas, but the exact federal securities acts, SRO rulebooks, and statutory frameworks that enforce them. Review the primary authority records below:

FINRAFINRA Rule 2360Options Regulations

A synthetic long stock position is created by purchasing a call and writing a put at the same strike price and expiration. If the stock rises, the lon

Read FINRA Official Rule
Curriculum Deep Dive • Chapter 8

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Review comprehensive FINRA blueprint concepts, calculation rules, and trap warnings in Options Contracts, Strategies & Hedging.

Open Chapter 8 Lesson →Series 7 Cheat Sheet
Question #1042FundamentalCovered Call Breakeven & Downside Protection Calculation

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Question #1001FundamentalLong Straddle Breakeven Points and Market Outlook

A long straddle has two breakeven points: Strike plus Combined Premium ($60 + $7 = $67) and Strike m...

Question #1002FundamentalShort Straddle Maximum Profit and Risk Profile

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Question #1003FundamentalBull Call Debit Spread Maximum Gain, Loss, and Breakeven

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