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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #2035Function 3Moderate

Bull Put Credit Spread: Income Strategy and Margin Requirement

An investor sells 1 Echo Corp 40 Put for $3.00 and buys 1 Echo Corp 35 Put for $1.00 when Echo is trading at $42. What is the net credit received and the margin requirement to establish this position?

Correct Choice: A

In a credit spread: Net Credit = $3 - $1 = $2.00 ($200 Max Gain). The margin requirement is the Maximum Loss = Strike Difference ($5) - Net Credit ($2) = $3.00 ($300).

Complete Analysis & Legal Rationale

The investor collects $3.00 and pays $1.00, resulting in a net credit of $2.00 per share ($200). Under FINRA Rule 4210 margin rules, the margin required to establish a credit vertical spread is the maximum potential loss: Strike Width ($40 - $35 = $5.00) - Net Credit ($2.00) = $3.00 per share ($300 total).

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
None

In a credit spread: Net Credit = $3 - $1 = $2.00 ($200 Max Gain). The margin requirement is the Maximum Loss = Strike Difference ($5) - Net Credit ($2) = $3.00 ($300).

Choice BIncorrect
Options Principle Trap

Fails to reflect correct options pricing/mechanics for B.

Choice CIncorrect
Options Principle Trap

Fails to reflect correct options pricing/mechanics for C.

Choice DIncorrect
Options Principle Trap

Fails to reflect correct options pricing/mechanics for D.

Authorities & References:

Official Standard: The investor collects $3.00 and pays $1.00, resulting in a net credit of $2.00 per share ($200). Under FINRA Rule 4210 margin rules, the margin requir

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Regulatory Authority & Citations: Primary Legal Sources

Verified citations governing Question #2035 (FINRA Series 7 Content Outline)

To pass the FINRA Series 7, candidates must understand not just the calculation formulas, but the exact federal securities acts, SRO rulebooks, and statutory frameworks that enforce them. Review the primary authority records below:

FINRAFINRA Rule 4210Options Regulations

The investor collects $3.00 and pays $1.00, resulting in a net credit of $2.00 per share ($200). Under FINRA Rule 4210 margin rules, the margin requir

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Curriculum Deep Dive • Chapter 8

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