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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #2022Function 3Moderate

Bear Call Credit Spread: Maximum Gain, Risk, and Breakeven Calculation

An investor establishes a moderately bearish position by selling 1 Titan Corp Jun 50 Call for $4.25 and buying 1 Titan Corp Jun 55 Call for $1.50 when Titan trades at $49. What is the investor's maximum potential profit, maximum potential loss, and breakeven point per share?

Correct Choice: A

In a credit call spread: Net Credit = $4.25 - $1.50 = $2.75 ($275 Max Gain). Strike difference = $55 - $50 = $5. Max Loss = $5 - $2.75 = $2.25 ($225). Breakeven = Lower Strike + Net Credit = $50 + $2.75 = $52.75.

Complete Analysis & Legal Rationale

The investor collects a net credit of $4.25 - $1.50 = $2.75 per share ($275 total), which is the maximum profit realized if both calls expire worthless below $50. The strike spread is $55 - $50 = $5.00. Maximum loss is Strike Spread ($5.00) - Net Credit ($2.75) = $2.25 per share ($225 total). Breakeven = Lower Call Strike ($50) + Net Credit ($2.75) = $52.75.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
None

Accurately computes net credit ($275), maximum risk ($225), and call breakeven ($52.75).

Choice BIncorrect
Payoff Profile Reversal

Inverts max gain and max loss calculations.

Choice CIncorrect
Single-Leg Bias Trap

Ignores the offsetting long call premium and cap on maximum loss.

Choice DIncorrect
Naked vs Spread Risk Confusion

Believes risk is unlimited; the purchased $55 call strictly caps the maximum loss at $225.

Authorities & References:

Official Standard: Defines credit call spreads and establishes maximum loss as margin requirement.

🏛️

Regulatory Authority & Citations: Primary Legal Sources

Verified citations governing Question #2022 (FINRA Series 7 Content Outline)

To pass the FINRA Series 7, candidates must understand not just the calculation formulas, but the exact federal securities acts, SRO rulebooks, and statutory frameworks that enforce them. Review the primary authority records below:

FINRAFINRA Rule 2360Options Rules: Margin Requirements for Credit Spreads

Defines credit call spreads and establishes maximum loss as margin requirement.

Read FINRA Official Rule
Curriculum Deep Dive • Chapter 8

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Review comprehensive FINRA blueprint concepts, calculation rules, and trap warnings in Options Contracts, Strategies & Hedging.

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