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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #2021Function 3Moderate

Bull Call Debit Spread: Breakeven, Maximum Gain, and Maximum Loss

An investor bullish on Omega Semiconductor executes a vertical spread by purchasing 1 Omega Nov 70 Call at a premium of $6.00 and selling 1 Omega Nov 80 Call at a premium of $1.50 when the stock trades at $71. What is the investor's maximum gain, maximum loss, and breakeven price per share?

Correct Choice: A

In a bull call debit spread: Net Debit = $6 - $1.50 = $4.50 (Max Loss). Difference in strikes = $80 - $70 = $10. Max Gain = $10 - $4.50 = $5.50 ($550). Breakeven = Lower Strike + Net Debit = $70 + $4.50 = $74.50.

Complete Analysis & Legal Rationale

Net debit paid = $6.00 paid - $1.50 collected = $4.50 per share ($450 total), which represents the maximum potential loss. The maximum profit occurs if the stock rises to $80 or above: Strike difference ($80 - $70 = $10.00) minus Net Debit ($4.50) = $5.50 per share ($550 total). The breakeven point is Lower Strike ($70) + Net Debit ($4.50) = $74.50.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
None

Accurately calculates Net Debit ($4.50), Max Gain ($5.50), and Breakeven ($70 + $4.50 = $74.50).

Choice BIncorrect
Debit vs Credit Spread Inversion

Inverts max gain and max loss, applying credit spread mechanics to a debit spread.

Choice CIncorrect
Gross vs Net Differential Error

Fails to subtract the net debit from the strike differential when computing max gain.

Choice DIncorrect
Neglect of Short Leg Premium

Uses gross long premium rather than net debit to evaluate maximum loss and breakeven.

Authorities & References:

Official Standard: Establishes definitions and margin standards for debit call spreads.

🏛️

Regulatory Authority & Citations: Primary Legal Sources

Verified citations governing Question #2021 (FINRA Series 7 Content Outline)

To pass the FINRA Series 7, candidates must understand not just the calculation formulas, but the exact federal securities acts, SRO rulebooks, and statutory frameworks that enforce them. Review the primary authority records below:

FINRAFINRA Rule 2360Options Rules: Vertical Spread Pricing and Breakeven

Establishes definitions and margin standards for debit call spreads.

Read FINRA Official Rule
Curriculum Deep Dive • Chapter 8

Need to review concepts behind Question #2021?

Review comprehensive FINRA blueprint concepts, calculation rules, and trap warnings in Options Contracts, Strategies & Hedging.

Open Chapter 8 Lesson →Series 7 Cheat Sheet
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