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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1048Function 3Moderate

Industrial Development Revenue (IDR) Bonds and Alternative Minimum Tax

An investor is subject to the Alternative Minimum Tax (AMT). If she purchases an Industrial Development Revenue (IDR) bond issued on behalf of a private corporation, how is the interest income treated?

Correct Choice: A

Industrial Development Revenue (IDR) bonds are classified as Private-Activity Bonds. Under the Internal Revenue Code, interest on non-essential private-activity municipal debt is a tax preference item subject to the Alternative Minimum Tax (AMT).

Complete Analysis & Legal Rationale

If a client is subject to AMT, recommending private-activity IDR bonds can result in unexpected federal tax liability, violating suitability unless yields compensate for AMT taxation.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate AMT Law

Private-activity IDR bond interest is a tax-preference item under the AMT.

Choice BIncorrect
AMT Exemption Fallacy

Private activity bonds lose regular federal exemption under AMT rules.

Choice CIncorrect
Muni Guarantee Fallacy

The municipality does NOT back the bond; debt service depends solely on the corporate lease payments.

Choice DIncorrect
Accounting Character Error

Coupon payments are interest income, not return of capital.

Regulatory Authority & Citations:
IRSIRC § 57(a)(5)Tax Preference Items - Private Activity Bonds
Question #1043FundamentalGeneral Obligation (GO) Bond Backing and Voter Referendum

General Obligation (GO) bonds are backed by the full faith and taxing power of the issuer (ad valore...

Question #1044FundamentalRevenue Bond Credit Analysis and Feasibility Studies

A feasibility study prepared by independent engineering and financial consultants evaluates project ...

Question #1045ModerateTax-Equivalent Yield (TEY) Calculation in 32% Marginal Bracket

TEY = Municipal Tax-Free Yield ÷ (1 - Marginal Tax Rate) = 5.10% ÷ (1 - 0.32) = 5.10% ÷ 0.68 = 7.50%...

Question #1046FundamentalIn-State vs. Out-of-State Municipal Bond Tax Rules

Municipal bond interest is federally tax-exempt. However, when an investor purchases an OUT-OF-STATE...

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