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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1047Function 3Moderate

Special Tax Bonds vs. Special Assessment Bonds

A city issues municipal bonds to finance the construction of new sidewalks, streetlights, and curbs in a specific residential subdivision. Debt service is funded exclusively by an additional surcharge levied on the homeowners who directly benefit. This bond is classified as a:

Correct Choice: A

Special assessment bonds are backed by taxes levied ONLY on the specific properties or homeowners that directly benefit from the public improvement (e.g. sidewalks, water hookups).

Complete Analysis & Legal Rationale

Special tax bonds are backed by specific non-ad valorem excise taxes (such as fuel, tobacco, alcohol, or hotel occupancy taxes) levied across an entire community. Special assessment bonds target specific benefited property owners.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Product Classification

Assessments on benefited properties specifically fund special assessment bonds.

Choice BIncorrect
Special Tax Confusion

Special tax bonds are backed by specific excise taxes (tobacco, liquor), not localized property improvements.

Choice CIncorrect
Double-Barreled Confusion

Double-barreled bonds carry secondary backing from general taxing authority.

Choice DIncorrect
IDB Confusion

Industrial development bonds benefit private commercial corporations.

Regulatory Authority & Citations:
MSRBMSRB Rule G-17Municipal Bond Classifications
Question #1043FundamentalGeneral Obligation (GO) Bond Backing and Voter Referendum

General Obligation (GO) bonds are backed by the full faith and taxing power of the issuer (ad valore...

Question #1044FundamentalRevenue Bond Credit Analysis and Feasibility Studies

A feasibility study prepared by independent engineering and financial consultants evaluates project ...

Question #1045ModerateTax-Equivalent Yield (TEY) Calculation in 32% Marginal Bracket

TEY = Municipal Tax-Free Yield ÷ (1 - Marginal Tax Rate) = 5.10% ÷ (1 - 0.32) = 5.10% ÷ 0.68 = 7.50%...

Question #1046FundamentalIn-State vs. Out-of-State Municipal Bond Tax Rules

Municipal bond interest is federally tax-exempt. However, when an investor purchases an OUT-OF-STATE...

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