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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1045Function 3Moderate

Tax-Equivalent Yield (TEY) Calculation in 32% Marginal Bracket

An investor subject to a 32% federal marginal income tax rate is evaluating a 5.10% tax-exempt municipal bond. What is the equivalent corporate taxable yield?

Correct Choice: A

TEY = Municipal Tax-Free Yield ÷ (1 - Marginal Tax Rate) = 5.10% ÷ (1 - 0.32) = 5.10% ÷ 0.68 = 7.50%.

Complete Analysis & Legal Rationale

To produce the same after-tax cash flow as the 5.10% tax-free muni, a taxable corporate bond must pay at least 7.50%. At 7.50%, the investor pays 32% tax ($2.40), keeping exactly $5.10.

Mathematical Step-by-Step Derivation

  1. Step 1: Formula: TEY = Muni Yield ÷ (1 - Tax Rate)
  2. Step 2: 1 - 0.32 = 0.68 complement
  3. Step 3: 5.10% ÷ 0.68 = 7.50%.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Calculation

5.10% ÷ 0.68 = 7.50% exact tax-equivalent yield.

Choice BIncorrect
Multiplication Inversion Error

Multiplies by (1 + 0.32) = 5.10% × 1.32 = 6.73%, an incorrect formula.

Choice CIncorrect
After-Tax Inversion Error

Calculates corporate after-tax yield (5.10% × 0.68) instead of grossing up.

Choice DIncorrect
Wrong Bracket Error

Divides by 1 - 0.37 (wrong tax bracket).

Regulatory Authority & Citations:
IRSIRC § 103Tax-Exempt Interest Computation
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