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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #2083Function 3Moderate

Direct Participation Programs (DPPs): Flow-Through of Losses & Passive Income Limits

An investor purchases an interest in an oil and gas drilling limited partnership. In its first year, the partnership incurs substantial tax deductions from intangible drilling costs (IDCs), resulting in a net tax loss of $25,000 allocated to the investor. Under federal tax law, against what type of income can this $25,000 loss be deducted?

Correct Choice: A

Under the passive activity loss rules, tax losses from DPP limited partnerships are PASSIVE losses and can ONLY offset passive income, not active wages or portfolio income.

Complete Analysis & Legal Rationale

Under IRC Section 469 (Passive Activity Loss rules), income and losses are segregated into three buckets: (1) Active Income (wages, salaries, bonuses); (2) Portfolio Income (dividends, interest, stock capital gains); and (3) Passive Income/Loss (limited partnerships, DPPs, non-participatory rental activities). Passive losses from limited partnerships can ONLY be deducted against passive income from other passive activities. Unused passive losses are suspended and carried forward indefinitely until passive income is generated or the partnership interest is sold.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
None

Under the passive activity loss rules, tax losses from DPP limited partnerships are PASSIVE losses and can ONLY offset passive income, not active wages or portfolio income.

Choice BIncorrect
Packaged Product Trap

Fails to adhere to packaged product rules for B.

Choice CIncorrect
Packaged Product Trap

Fails to adhere to packaged product rules for C.

Choice DIncorrect
Packaged Product Trap

Fails to adhere to packaged product rules for D.

Authorities & References:

Official Standard: Under IRC Section 469 (Passive Activity Loss rules), income and losses are segregated into three buckets: (1) Active Income (wages, salaries, bonuses)

🏛️

Regulatory Authority & Citations: Primary Legal Sources

Verified citations governing Question #2083 (FINRA Series 7 Content Outline)

To pass the FINRA Series 7, candidates must understand not just the calculation formulas, but the exact federal securities acts, SRO rulebooks, and statutory frameworks that enforce them. Review the primary authority records below:

IRSIRC Section 469Investment Company Standards

Under IRC Section 469 (Passive Activity Loss rules), income and losses are segregated into three buckets: (1) Active Income (wages, salaries, bonuses)

Read IRS Official Rule
Curriculum Deep Dive • Chapter 5

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