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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #2082Function 3Moderate

Direct Participation Programs (DPPs): General Partner vs. Limited Partner Roles

In a real estate direct participation limited partnership (DPP), what are the legal liabilities and management authorities of the General Partner (GP) compared to a Limited Partner (LP)?

Correct Choice: A

General Partners have UNLIMITED personal liability and active management control. Limited Partners have LIMITED liability (capital contributed) and must remain strictly passive.

Complete Analysis & Legal Rationale

In a limited partnership: (1) The General Partner (GP) has unlimited liability for all partnership debts, makes all day-to-day management decisions, buys/sells property, and acts as a fiduciary; (2) The Limited Partner (LP) is a passive investor whose financial liability is strictly limited to their invested capital (plus any agreed recourse debt). If an LP participates in the day-to-day control or management of the business, the LP legally forfeits limited liability status and becomes treated as a general partner.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
None

General Partners have UNLIMITED personal liability and active management control. Limited Partners have LIMITED liability (capital contributed) and must remain strictly passive.

Choice BIncorrect
Packaged Product Trap

Fails to adhere to packaged product rules for B.

Choice CIncorrect
Packaged Product Trap

Fails to adhere to packaged product rules for C.

Choice DIncorrect
Packaged Product Trap

Fails to adhere to packaged product rules for D.

Authorities & References:

Official Standard: In a limited partnership: (1) The General Partner (GP) has unlimited liability for all partnership debts, makes all day-to-day management decisions, b

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Regulatory Authority & Citations: Primary Legal Sources

Verified citations governing Question #2082 (FINRA Series 7 Content Outline)

To pass the FINRA Series 7, candidates must understand not just the calculation formulas, but the exact federal securities acts, SRO rulebooks, and statutory frameworks that enforce them. Review the primary authority records below:

FINRAFINRA Rule 2310Investment Company Standards

In a limited partnership: (1) The General Partner (GP) has unlimited liability for all partnership debts, makes all day-to-day management decisions, b

Read FINRA Official Rule
Curriculum Deep Dive • Chapter 5

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Review comprehensive FINRA blueprint concepts, calculation rules, and trap warnings in Investment Companies & Variable Contracts.

Open Chapter 5 Lesson →Series 7 Cheat Sheet
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