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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #2060Function 3Moderate

Double-Barreled Bonds: Combining Project Revenues with General Taxing Power

A municipal water authority issues bonds to expand a reservoir facility. The debt service is primarily payable from water utility user fees, but the bonds are also fully backed by the general taxing power (ad valorem property taxes) of the sponsoring city if water revenues prove insufficient. How are these securities classified, and what is their default risk profile?

Correct Choice: A

Double-barreled bonds have dual backing: facility user fees PLUS general taxing power. Because they commit municipal taxes as a backstop, they are classified as GO debt.

Complete Analysis & Legal Rationale

Double-barreled bonds combine the revenue generation of a revenue bond with the ultimate credit backstop of a General Obligation bond. The debt is primarily serviced by user revenues from the facility (water fees, tolls, bridge revenue). If those revenues fall short, the municipality is legally obligated to levy ad valorem taxes to meet debt service. Because taxing authority is pledged, double-barreled bonds must adhere to municipal debt limits and voter approvals.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
None

Double-barreled bonds have dual backing: facility user fees PLUS general taxing power. Because they commit municipal taxes as a backstop, they are classified as GO debt.

Choice BIncorrect
Municipal Principles Trap

Fails to adhere to municipal bond rules regarding B.

Choice CIncorrect
Municipal Principles Trap

Fails to adhere to municipal bond rules regarding C.

Choice DIncorrect
Municipal Principles Trap

Fails to adhere to municipal bond rules regarding D.

Authorities & References:

Official Standard: Double-barreled bonds combine the revenue generation of a revenue bond with the ultimate credit backstop of a General Obligation bond. The debt is pri

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Regulatory Authority & Citations: Primary Legal Sources

Verified citations governing Question #2060 (FINRA Series 7 Content Outline)

To pass the FINRA Series 7, candidates must understand not just the calculation formulas, but the exact federal securities acts, SRO rulebooks, and statutory frameworks that enforce them. Review the primary authority records below:

MSRBMSRB Rule G-17Municipal Securities Standards

Double-barreled bonds combine the revenue generation of a revenue bond with the ultimate credit backstop of a General Obligation bond. The debt is pri

Read MSRB Official Rule
Curriculum Deep Dive • Chapter 4

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Question #1043FundamentalGeneral Obligation (GO) Bond Backing and Voter Referendum

General Obligation (GO) bonds are backed by the full faith and taxing power of the issuer (ad valore...

Question #1044FundamentalRevenue Bond Credit Analysis and Feasibility Studies

A feasibility study prepared by independent engineering and financial consultants evaluates project ...

Question #1045ModerateTax-Equivalent Yield (TEY) Calculation in 32% Marginal Bracket

TEY = Municipal Tax-Free Yield ÷ (1 - Marginal Tax Rate) = 5.10% ÷ (1 - 0.32) = 5.10% ÷ 0.68 = 7.50%...

Question #1046FundamentalIn-State vs. Out-of-State Municipal Bond Tax Rules

Municipal bond interest is federally tax-exempt. However, when an investor purchases an OUT-OF-STATE...

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