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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #2046Function 3Moderate

Municipal Bond Indentures: Net Revenue Pledge vs. Gross Revenue Pledge

In a municipal revenue bond trust indenture featuring a 'Net Revenue Pledge,' what is the mandatory priority for disbursing facility revenues from the revenue fund?

Correct Choice: A

Under a NET Revenue Pledge, facility Operation & Maintenance (O&M) expenses are paid FIRST from revenues, and Debt Service is paid SECOND from remaining net revenues.

Complete Analysis & Legal Rationale

The flow of funds in a revenue bond indenture defines the sequence in which gross revenues are allocated: (1) In a Net Revenue Pledge (the most common structure), Operations & Maintenance (O&M) expenses are paid first so the facility remains functional and revenue-generating, followed by debt service (bond interest and principal), then debt service reserves, and finally renewal/replacement funds; (2) In a Gross Revenue Pledge, debt service is paid first before operating expenses.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
None

Under a NET Revenue Pledge, facility Operation & Maintenance (O&M) expenses are paid FIRST from revenues, and Debt Service is paid SECOND from remaining net revenues.

Choice BIncorrect
Municipal Principles Trap

Fails to adhere to municipal bond rules regarding B.

Choice CIncorrect
Municipal Principles Trap

Fails to adhere to municipal bond rules regarding C.

Choice DIncorrect
Municipal Principles Trap

Fails to adhere to municipal bond rules regarding D.

Authorities & References:

Official Standard: The flow of funds in a revenue bond indenture defines the sequence in which gross revenues are allocated: (1) In a Net Revenue Pledge (the most common

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Regulatory Authority & Citations: Primary Legal Sources

Verified citations governing Question #2046 (FINRA Series 7 Content Outline)

To pass the FINRA Series 7, candidates must understand not just the calculation formulas, but the exact federal securities acts, SRO rulebooks, and statutory frameworks that enforce them. Review the primary authority records below:

MSRBMSRB Rule G-17Municipal Securities Standards

The flow of funds in a revenue bond indenture defines the sequence in which gross revenues are allocated: (1) In a Net Revenue Pledge (the most common

Read MSRB Official Rule
Curriculum Deep Dive • Chapter 4

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