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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #2031Function 3Moderate

Foreign Currency Options: Quotation, Valuation, and U.S. Dollar Cash Settlement

A U.S. multinational corporation anticipates receiving a payment of 5,000,000 British Pounds (GBP) in six months and wishes to hedge against the depreciation of the British Pound relative to the U.S. Dollar. What exchange-traded option contract should the company purchase, and in what currency does exercise settlement take place?

Correct Choice: B

To hedge against a declining foreign currency, buy Put options on that currency. All exchange-traded foreign currency options settle in U.S. DOLLARS on T+1.

Complete Analysis & Legal Rationale

To protect against a decline in the value of the British Pound, the company should purchase British Pound Put options (giving the right to effectively sell GBP at the strike price). In the U.S., exchange-traded World Currency Options (traded on the PHLX/Nasdaq) settle exclusively in U.S. DOLLARS (not physical foreign bank notes) on the next business day (T+1). If the pound drops below the strike price, the holder receives cash in U.S. Dollars equal to the intrinsic value multiplied by the contract size.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice AIncorrect
Hedge Direction and Settlement Inversion

Calls protect against currency appreciation, not depreciation, and physical currency is not delivered.

Choice BCorrect
None

Puts hedge against falling currency values, and contracts settle in U.S. Dollars on T+1.

Choice CIncorrect
Absurd Settlement Asset

Commodity delivery like gold is not used for standardized currency options.

Choice DIncorrect
Cross-Currency Mismatch

Buying Euros does not hedge British Pound receivables, and U.S. dollar settlement is the mandatory standard.

Authorities & References:

Official Standard: Specifies cash-settlement in U.S. Dollars for standardized foreign currency contracts.

🏛️

Regulatory Authority & Citations: Primary Legal Sources

Verified citations governing Question #2031 (FINRA Series 7 Content Outline)

To pass the FINRA Series 7, candidates must understand not just the calculation formulas, but the exact federal securities acts, SRO rulebooks, and statutory frameworks that enforce them. Review the primary authority records below:

OCCOCC By-Laws Article XXIIForeign Currency Options Settlement Standards

Specifies cash-settlement in U.S. Dollars for standardized foreign currency contracts.

Read OCC Official Rule
Curriculum Deep Dive • Chapter 8

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