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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #2025Function 3Fundamental

Protective Put Strategy: Downside Floor, Breakeven, and Upside Potential

An investor purchases 300 shares of BioHealth at $64 per share and simultaneously buys 3 BioHealth Jan 60 Puts at $3.50 to protect against negative clinical trial results. What is the investor's breakeven price per share, and what is the maximum loss per share on the position?

Correct Choice: A

In a protective put: Breakeven = Stock Cost + Put Premium ($64 + $3.50 = $67.50). Max Loss = Stock Cost - Put Strike + Premium ($64 - $60 + $3.50 = $7.50).

Complete Analysis & Legal Rationale

The investor paid $64 for the stock plus $3.50 for the insurance put, bringing total cash invested to $67.50 per share (the breakeven price). The put option guarantees the right to sell the stock at $60 regardless of how low BioHealth falls. Maximum Loss = Purchase Price ($64) - Put Strike ($60) + Put Premium ($3.50) = $7.50 per share ($2,250 total on 300 shares). Upside potential remains unlimited.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
None

Properly adds put premium to stock cost for breakeven and calculates downside floor loss of $7.50.

Choice BIncorrect
Formula Reversal Trap

Subtracts premium from strike price, using short option breakeven logic.

Choice CIncorrect
Out-of-the-Money Drop Neglect

Assumes max loss is only the put premium, ignoring the $4.00 drop between stock purchase and put strike.

Choice DIncorrect
Ignore Hedging Protection

Assumes the put provides no protection and stock can drop to $0 without put exercise.

Authorities & References:

Official Standard: Defines married puts and protective put portfolio hedging rules.

🏛️

Regulatory Authority & Citations: Primary Legal Sources

Verified citations governing Question #2025 (FINRA Series 7 Content Outline)

To pass the FINRA Series 7, candidates must understand not just the calculation formulas, but the exact federal securities acts, SRO rulebooks, and statutory frameworks that enforce them. Review the primary authority records below:

FINRAFINRA Rule 2360Options Rules: Hedged Positions and Risk Mitigation

Defines married puts and protective put portfolio hedging rules.

Read FINRA Official Rule
Curriculum Deep Dive • Chapter 8

Need to review concepts behind Question #2025?

Review comprehensive FINRA blueprint concepts, calculation rules, and trap warnings in Options Contracts, Strategies & Hedging.

Open Chapter 8 Lesson →Series 7 Cheat Sheet
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