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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1059Function 3Advanced Calculation

Original Issue Discount (OID) Accretion and Tax Treatment

An investor buys a newly issued municipal bond at an Original Issue Discount (OID) for $800 with a 10-year maturity. If the investor holds the bond to maturity, what are the federal tax consequences of the $200 discount?

Correct Choice: A

For municipal Original Issue Discount (OID) bonds, the discount is treated as additional tax-exempt interest. The discount must be accreted annually to adjust cost basis upward, resulting in an adjusted basis of $1,000 at maturity and ZERO capital gain.

Complete Analysis & Legal Rationale

In contrast, for secondary market discount municipal bonds, the discount is taxed as ordinary income at maturity. OID municipal discounts are treated as tax-free interest over the holding period.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate OID Tax Rule

OID accretion is treated as tax-exempt interest, bringing cost basis to par with no capital gain at maturity.

Choice BIncorrect
Capital Gain Fallacy

Capital gains do not apply when OID basis accretes to par at maturity.

Choice CIncorrect
Secondary Discount Confusion

Ordinary income taxation applies to secondary market discounts, NOT municipal OID debt.

Choice DIncorrect
Accounting Error

Accretion is mandatory under IRS rules.

Regulatory Authority & Citations:
IRSIRC § 1288Treatment of Original Issue Discount on Tax-Exempt Obligations
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