2026 Securities Licensing Study Guides (SIE, Series 7 & Series 66) are now live
Official Practice ProblemFINRA Series 7 Blueprint: Function 3
← Prev Question (#1054)Next Question (#1056) →
Question #1055Function 3Moderate

Revenue Bond Flow of Funds: Net Revenue vs. Gross Revenue Pledge

Under a NET REVENUE pledge in a municipal revenue bond trust indenture, in what order are project revenues allocated?

Correct Choice: A

In a Net Revenue Pledge, Operations & Maintenance (O&M) expenses are paid FIRST to keep the facility running. Remaining 'net' revenues flow to the Debt Service fund to pay bondholders.

Complete Analysis & Legal Rationale

In a Gross Revenue Pledge, Debt Service is paid first before operating expenses. However, the majority of municipal revenue bonds utilize a Net Revenue pledge because a facility that cannot afford maintenance will quickly cease generating revenues.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Indenture Knowledge

Net revenue pledge pays O&M first to sustain operations, then debt service.

Choice BIncorrect
Gross vs Net Inversion

Debt service first is a GROSS revenue pledge.

Choice CIncorrect
Subordinate Account Error

Surplus and reserve maintenance are junior accounts at the bottom of the flow.

Choice DIncorrect
General Fund Trap

City general fund only receives residual funds after all bond reserves are satisfied.

Regulatory Authority & Citations:
MSRBMSRB Rule G-17Trust Indenture Covenants
Question #1043FundamentalGeneral Obligation (GO) Bond Backing and Voter Referendum

General Obligation (GO) bonds are backed by the full faith and taxing power of the issuer (ad valore...

Question #1044FundamentalRevenue Bond Credit Analysis and Feasibility Studies

A feasibility study prepared by independent engineering and financial consultants evaluates project ...

Question #1045ModerateTax-Equivalent Yield (TEY) Calculation in 32% Marginal Bracket

TEY = Municipal Tax-Free Yield ÷ (1 - Marginal Tax Rate) = 5.10% ÷ (1 - 0.32) = 5.10% ÷ 0.68 = 7.50%...

Question #1046FundamentalIn-State vs. Out-of-State Municipal Bond Tax Rules

Municipal bond interest is federally tax-exempt. However, when an investor purchases an OUT-OF-STATE...

Ready to test all 125 questions under real FINRA exam timing?

Take our timed 3h 45m simulator with real-time pass/fail scoring at the 72% benchmark.

Launch Full 125-Question Mock Exam Simulator →