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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1008Function 3Moderate

Synthetic Long Stock Position Construction

Which of the following option combinations creates a 'synthetic long stock' position that mirrors the profit and loss behavior of owning the underlying shares?

Correct Choice: A

A synthetic long stock position is created by buying a call and selling a put with identical strikes and expirations. If stock rises, the long call gains dollar-for-dollar; if it drops, the short put loses dollar-for-dollar.

Complete Analysis & Legal Rationale

Buying a call grants unlimited upside participation. Selling a put creates downside risk identical to owning shares. Combined at the same strike, this replicates stock ownership with zero net delta drift.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Strategy Identification

Long call (unlimited upside) + Short put (downside risk to zero) exactly mimics 100 shares long stock.

Choice BIncorrect
Straddle Confusion

Buying both is a long straddle (volatility play), not synthetic stock.

Choice CIncorrect
Directional Inversion

Sell Call + Buy Put creates a synthetic SHORT stock position.

Choice DIncorrect
Short Straddle Confusion

Selling both creates a short straddle (neutral volatility strategy).

Regulatory Authority & Citations:
FINRAFINRA Rule 2360Synthetic Option Positions
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