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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1006Function 3Moderate

Bear Call Credit Spread Mechanics and Profit Conditions

An investor sells 1 ABC Jan 50 Call at 4.50 and purchases 1 ABC Jan 55 Call at 1.50. Under what market conditions does the investor realize the maximum gain?

Correct Choice: A

In a bear call credit spread, maximum profit is achieved when both calls expire out-of-the-money, which occurs whenever the stock finishes at or below the lower strike ($50).

Complete Analysis & Legal Rationale

This is a bear call credit spread (net credit = $4.50 - $1.50 = $3.00). If ABC is at or below $50 at expiration, both the 50 call and 55 call expire worthless. The investor retains the entire $3.00 ($300) credit.

Mathematical Step-by-Step Derivation

  1. Step 1: Net Credit = $4.50 - $1.50 = $3.00 ($300).
  2. Step 2: Both options expire out of the money if Stock ≤ $50.
  3. Step 3: Maximum profit ($300) is realized at any price ≤ $50.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Rule Application

Both calls expire worthless at or below $50, securing maximum net credit.

Choice BIncorrect
Bull vs Bear Inversion

At or above $55, the position suffers its maximum loss ($200).

Choice CIncorrect
Breakeven vs Max Profit Confusion

$53 is the breakeven price (50 + 3.00), where net profit is zero.

Choice DIncorrect
Unnecessary Extreme Assumption

The stock does not need to drop to zero; any price at or below $50 captures 100% of maximum profit.

Regulatory Authority & Citations:
FINRAFINRA Rule 2360Options Communications and Strategy
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