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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #2105Function 3Moderate

Agency Securities: GNMA (Government National Mortgage Association) Direct Full Faith Backing

A fixed-income investor seeking monthly mortgage-backed cash flow insists on securities backed by the direct FULL FAITH AND CREDIT of the United States government. Which mortgage agency security should the registered representative recommend?

Correct Choice: A

Ginnie Mae (GNMA) is the ONLY mortgage-backed agency directly backed by the full faith and credit of the U.S. government. Fannie Mae and Freddie Mac carry implied/agency backing.

Complete Analysis & Legal Rationale

This is a core Series 7 distinction: Ginnie Mae (GNMA) is a wholly owned corporate agency of the U.S. government (within the Department of Housing and Urban Development). Because of this status, GNMA pass-through certificates are the ONLY mortgage-backed securities backed by the direct full faith, credit, and taxing power of the U.S. government. Fannie Mae (FNMA) and Freddie Mac (FHLMC) are government-sponsored enterprises (GSEs); their debt carries moral/implied government backing, but NOT direct full faith and credit.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
None

Ginnie Mae (GNMA) is the ONLY mortgage-backed agency directly backed by the full faith and credit of the U.S. government. Fannie Mae and Freddie Mac carry implied/agency backing.

Choice BIncorrect
Suitability Principles Trap

Fails to adhere to suitability standards regarding B.

Choice CIncorrect
Suitability Principles Trap

Fails to adhere to suitability standards regarding C.

Choice DIncorrect
Suitability Principles Trap

Fails to adhere to suitability standards regarding D.

Authorities & References:

Official Standard: This is a core Series 7 distinction: Ginnie Mae (GNMA) is a wholly owned corporate agency of the U.S. government (within the Department of Housing and

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Regulatory Authority & Citations: Primary Legal Sources

Verified citations governing Question #2105 (FINRA Series 7 Content Outline)

To pass the FINRA Series 7, candidates must understand not just the calculation formulas, but the exact federal securities acts, SRO rulebooks, and statutory frameworks that enforce them. Review the primary authority records below:

SECSecurities Exchange Act Section 3(a)(42)Suitability and Conduct Standards

This is a core Series 7 distinction: Ginnie Mae (GNMA) is a wholly owned corporate agency of the U.S. government (within the Department of Housing and

Read SEC Official Rule
Curriculum Deep Dive • Chapter 10

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