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Official Practice ProblemFINRA Series 7 Blueprint: Function 4
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Question #1093Function 4Fundamental

Order Placement: SLoBS (Sell Limit & Buy Stop Above Market)

An investor wishes to enter orders placed ABOVE the current market price of a stock. Under market order conventions, which order types are placed ABOVE market?

Correct Choice: A

Memory hook: 'SLoBS over BLiSS'. Orders placed ABOVE the current market price are Sell Limits and Buy Stops (SLoBS). Orders placed BELOW the current market price are Buy Limits and Sell Stops (BLiSS).

Complete Analysis & Legal Rationale

Sell Limits are placed above market to sell at a higher, more favorable price. Buy Stops are placed above market to protect short positions or buy on upside breakouts.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Order Placement

SLoBS (Sell Limit, Buy Stop) are placed ABOVE current market price.

Choice BIncorrect
BLiSS vs SLoBS Inversion

BLiSS (Buy Limit, Sell Stop) are placed BELOW current market price.

Choice CIncorrect
MOC Confusion

MOC orders execute at the market close, regardless of price level.

Choice DIncorrect
Mixed Order Error

Buy limits are placed below market.

Regulatory Authority & Citations:
FINRAFINRA Rule 5310Order Types and Routing

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