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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1070Function 3Fundamental

Margin Account Buying Power Calculation (2x SMA)

An investor's margin account shows an SMA balance of $7,000. If Regulation T is 50%, what is the customer's total BUYING POWER for marginable stock?

Correct Choice: A

Buying Power = SMA ÷ Regulation T % = $7,000 ÷ 0.50 = $14,000 (exactly 2 × SMA).

Complete Analysis & Legal Rationale

Because Reg T requires 50% margin, every dollar of SMA credit supports two dollars of marginable purchases without requiring the customer to deposit any new cash.

Mathematical Step-by-Step Derivation

  1. Step 1: Formula: Buying Power = SMA ÷ Reg T%
  2. Step 2: $7,000 ÷ 0.50 = $14,000 (2 × $7,000).

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Calculation

Buying power is always double (2x) the SMA under 50% Reg T.

Choice BIncorrect
Cash Withdrawal vs Buying Power Confusion

$7,000 is the cash withdrawal capacity, not stock buying power.

Choice CIncorrect
Day Trading Buying Power Confusion

4x applies to pattern day trading buying power, not standard retail margin.

Choice DIncorrect
Arithmetic Inversion Error

Divides by 2 instead of multiplying by 2.

Regulatory Authority & Citations:
Federal Reserve12 CFR § 220.4Margin Buying Power
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