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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1066Function 3Moderate

Long Margin Maintenance Call Trigger Formula (Debit ÷ 0.75)

An investor has a long margin account with a Debit Balance of $18,000. At what Long Market Value (LMV) will the account receive a minimum maintenance call?

Correct Choice: A

To find the exact market value at which a long account triggers a maintenance call: Market Value = Debit Balance ÷ 0.75. $18,000 ÷ 0.75 = $24,000.

Complete Analysis & Legal Rationale

At an LMV of $24,000 and DR of $18,000, Equity = $6,000. $6,000 ÷ $24,000 = exactly 25.0%. Any drop below $24,000 pushes equity below 25%, triggering a maintenance call.

Mathematical Step-by-Step Derivation

  1. Step 1: Formula: Critical LMV = Debit Balance ÷ 0.75
  2. Step 2: $18,000 ÷ 0.75 = $24,000.
  3. Step 3: Verification: $24,000 - $18,000 = $6,000 (which is 25% of $24,000).

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Shortcut Formula

$18,000 ÷ 0.75 = $24,000 exact maintenance trigger.

Choice BIncorrect
Wrong Maintenance Percent

Divides by 0.80 instead of 0.75.

Choice CIncorrect
Initial Margin Level Confusion

Multiplies by 2 (initial Reg T level).

Choice DIncorrect
Arbitrary Multiplier

Multiplies by 1.50.

Regulatory Authority & Citations:
FINRAFINRA Rule 4210Maintenance Call Price Trigger
Question #1061FundamentalRegulation T 50% Initial Margin Requirement on Stock Purchase

Under Federal Reserve Board Regulation T, the initial margin requirement for purchasing marginable e...

Question #1062FundamentalFINRA $2,000 Minimum Initial Equity Requirement

While Reg T 50% of $3,000 would be $1,500, FINRA Rule 4210 mandates an initial minimum equity requir...

Question #1063FundamentalMargin Purchases Below $2,000: 100% Cash Deposit Requirement

Under FINRA Rule 4210, if the total purchase in a new margin account is LESS than $2,000, the custom...

Question #1064ModerateLong Margin Account Minimum Maintenance 25% Calculation

FINRA Rule 4210 requires minimum maintenance equity of 25% of LMV in a long margin account: 25% × $4...

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