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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1036Function 3Moderate

Corporate Dividends Received Deduction (DRD) Suitability

A C-corporation has $500,000 in excess cash that it wants to invest in income-producing securities. To maximize after-tax yield, which security takes advantage of the corporate Dividends Received Deduction (DRD)?

Correct Choice: A

Under the corporate Dividends Received Deduction (DRD), U.S. corporations that own stock in other domestic companies can exclude 50% (or 65% depending on ownership) of dividend income from federal corporate income tax.

Complete Analysis & Legal Rationale

The DRD applies strictly to corporate dividends (common and preferred stock), NOT debt interest. Treasury, debenture, and commercial paper interest is 100% taxable to a corporation.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Tax Law Knowledge

Preferred stock dividends qualify for the 50% corporate Dividends Received Deduction.

Choice BIncorrect
Bond Interest Exemption Fallacy

Bond interest is fully taxable to corporations; no DRD exclusion applies.

Choice CIncorrect
Treasury Exemption Error

Treasury interest is fully taxable at the federal corporate rate.

Choice DIncorrect
Money Market Error

Commercial paper generates interest income, not dividend income.

Regulatory Authority & Citations:
IRSIRC § 243Dividends Received by Corporations
Question #1022FundamentalRetiree Tax-Exempt Income and Capital Preservation Suitability

An in-state municipal bond fund delivers federally and state tax-exempt income, suited for a high ta...

Question #1023FundamentalLong Time Horizon Aggressive Capital Appreciation Recommendation

A young investor with a 35-year time horizon and high risk tolerance should be heavily allocated to ...

Question #1024FundamentalShort Time Horizon Liquidity and Capital Preservation Suitability

When a client has a mandatory cash liability in less than 2 years, preservation of capital and liqui...

Question #1025ModerateTax-Equivalent Yield Comparison in Top Federal Bracket

TEY = Municipal Yield ÷ (1 - Tax Bracket) = 4.50% ÷ (1 - 0.37) = 4.50% ÷ 0.63 = 7.14%. Because 7.14%...

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