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Official Practice ProblemFINRA Series 7 Blueprint: Function 3
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Question #1027Function 3Fundamental

Purchasing Power Risk and TIPS Suitability

An investor with moderate risk tolerance is deeply concerned that accelerating inflation will erode the purchasing power of her fixed income portfolio. Which security is specifically designed to eliminate purchasing power risk?

Correct Choice: A

TIPS adjust their principal value semiannually based on changes in the Consumer Price Index (CPI), ensuring that both principal and interest payments keep pace with inflation.

Complete Analysis & Legal Rationale

Fixed-rate long-term debt (Treasuries, preferreds, zero-coupons) is heavily damaged by inflation because future fixed cash flows lose purchasing power. TIPS directly index the par value to the CPI, insulating the investor against inflation.

Distractor Autopsy (Why Other Options Are Traps)

FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:

Choice ACorrect
Accurate Product Knowledge

TIPS semiannually adjust principal to CPI, providing direct inflation hedging.

Choice BIncorrect
Duration/Inflation Vulnerability

30-year fixed Treasuries have high duration and suffer major price declines during inflationary rate hikes.

Choice CIncorrect
Fixed Dividend Trap

Preferred stock behaves like perpetual fixed-income and loses value when inflation rises.

Choice DIncorrect
Severe Inflation Vulnerability

Zero-coupon bonds have the highest duration risk and zero inflation adjustment.

Regulatory Authority & Citations:
SECSEC Rule 15c-1Treasury Securities Disclosures
Question #1022FundamentalRetiree Tax-Exempt Income and Capital Preservation Suitability

An in-state municipal bond fund delivers federally and state tax-exempt income, suited for a high ta...

Question #1023FundamentalLong Time Horizon Aggressive Capital Appreciation Recommendation

A young investor with a 35-year time horizon and high risk tolerance should be heavily allocated to ...

Question #1024FundamentalShort Time Horizon Liquidity and Capital Preservation Suitability

When a client has a mandatory cash liability in less than 2 years, preservation of capital and liqui...

Question #1025ModerateTax-Equivalent Yield Comparison in Top Federal Bracket

TEY = Municipal Yield ÷ (1 - Tax Bracket) = 4.50% ÷ (1 - 0.37) = 4.50% ÷ 0.63 = 7.14%. Because 7.14%...

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