Finra
Under FINRA rules, what is the maximum value of gifts a registered representative can give to an employee of another firm per year?
Effective March 30, 2026, FINRA Rule 3220 limits business-related gifts to $300 per recipient per year. The amended rule separately addresses qualifying business entertainment and exceptions for de minimis or promotional
Complete Analysis & Legal Rationale
Effective March 30, 2026, FINRA Rule 3220 limits business-related gifts to $300 per recipient per year. The amended rule separately addresses qualifying business entertainment and exceptions for de minimis or promotional items.
Distractor Autopsy (Why Other Options Are Traps)
FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:
Does not match the governing securities rule described in the explanation.
Does not match the governing securities rule described in the explanation.
Matches the verified teaching point in the explanation.
Does not match the governing securities rule described in the explanation.
Official Standard: Primary source referenced in the explanation (FINRA Rule 3220). Verify current text before launch.