Suitability Rules
Which of the following is NOT a factor in a customer's investment profile under FINRA Rule 2111?
Credit score is not a factor in the investment profile under Rule 2111. The required factors include age, other investments, financial situation, tax status, investment objectives, experience, time horizon, liquidity nee
Complete Analysis & Legal Rationale
Credit score is not a factor in the investment profile under Rule 2111. The required factors include age, other investments, financial situation, tax status, investment objectives, experience, time horizon, liquidity needs, and risk tolerance.
Distractor Autopsy (Why Other Options Are Traps)
FINRA exam writers design incorrect distractors using specific calculation mistakes and regulatory misconceptions. Review why each option succeeds or fails:
Does not match the governing securities rule described in the explanation.
Does not match the governing securities rule described in the explanation.
Matches the verified teaching point in the explanation.
Does not match the governing securities rule described in the explanation.
Official Standard: Primary source referenced in the explanation (FINRA Rule 2111). Verify current text before launch.